Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Polito is a financial advisor with Truist Advisory Services, Inc. located in Charlotte, North Carolina. Philip has been in the financial services industry since June 12, 1988. Philip is registered with FINRA and holds the following securities licenses: Series 4, 6, 7, 9, 10, 63, 66, 99TO and SIE. Philip's previous employers include BB&T Securities, LLC, BB&T Investment Services, Inc., Ameriprise Financial Services, Inc., First Southeast Investor Services, Inc., UVEST Financial Services Group, Inc., Capital Investment Group, Inc., Quick & Reilly, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Fidelity Brokerage Services, Inc. Philip specializes in providing financial advice to individuals, businesses and corporations. Philip's firm provides advisory services including portfolio management, financial planning, financial profiling services using desktop software and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
02/17/2021 - Present
Truist Advisory Services, Inc. (CHARLOTTE NC)
VA
01/02/2018 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
NC
12/05/2007 - 01/02/2018
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
08/15/2007 - 11/16/2007
AMERIPRISE FINANCIAL SERVICES, INC. (CHARLOTTE NC)
SC
05/04/2004 - 05/31/2007
FIRST SOUTHEAST INVESTOR SERVICES, INC. (ROCK HILL SC)
NC
10/07/2002 - 05/03/2004
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NC
04/19/2002 - 09/24/2002
CAPITAL INVESTMENT GROUP, INC. (RALEIGH NC)
NY
12/19/2000 - 12/04/2001
QUICK & REILLY, INC. (NEW YORK NY)
NY
06/07/2000 - 11/14/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
RI
09/21/1987 - 06/12/2000
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 03/13/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2001
Series 4 - Registered Options Principal Examination
BC
Issued 01/24/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/21/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
BC
Issued 09/18/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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