Unclaimed
Philip Pettinella is a financial professional who has been active in the industry since 2014. Pettinella is registered with Wells Fargo Securities, LLC and is licensed in 53 states. Pettinella is also a registered representative of FINRA. Pettinella holds the Series 63, Series 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/15/2014 - Present
Wells Fargo Securities, LLC (New York NY)
BC
Issued 10/20/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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