Unclaimed
Philip Gallione is an active registered representative currently associated with Barclays Capital Inc., a firm registered with both the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Philip has been in the financial services industry since July 8, 2014. Philip holds the Series 99 and SIE licenses. Prior to joining Barclays Capital Inc., Philip was employed at WELLS FARGO SECURITIES, LLC from January 12, 2016 to October 8, 2019, and previously at Barclays Capital Inc. from August 13, 2012 to January 21, 2016. Philip has a branch office location in NEW YORK, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/03/2021 - Present
Barclays Capital Inc. (NEW YORK NY)
NY
01/12/2016 - 10/08/2019
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
NY
08/13/2012 - 01/21/2016
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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