Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Schrode is an investment advisor representative who has been in the industry since 2002. Philip is currently registered with Guggenheim Investments and holds a Series 7, Series 24, Series 63, and Series 65 license. Philip previously worked at NYLIFE DISTRIBUTORS LLC, DREYFUS SERVICE CORPORATION and BLACKROCK INVESTMENTS, INC. Philip specializes in providing portfolio management for investment companies and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
PA
09/01/2016 - Present
Guggenheim Investments (VILLANOVA PA)
NJ
11/27/2006 - 08/15/2016
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
NY
10/06/2006 - 11/13/2006
DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
06/27/2002 - 03/01/2006
BLACKROCK INVESTMENTS, INC. (NEW YORK NY)
IA
Issued 04/16/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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