Unclaimed
Philip Quartuccio is a financial advisor currently working at Thinkequity LLC. Philip has been in the financial industry since 1996. He has a wide range of experience having worked for several firms including Tullett Prebon Financial Services LLC, ILLUSTRO TRADING, LLC, Wall Street Access, FORTIS CLEARING AMERICAS LLC, GLOBAL DIRECT EQUITIES, LLC, Brown Brothers Harriman & Co., Natexis Bleichroeder Inc., Labranche Financial Services, Inc., Galway Securities Corporation, Janney Montgomery Scott LLC, GKN Securities Corp., The Boston Group, Barrington Capital Group, L.P. and Lew Lieberbaum & Co., Inc.. Philip holds Series 7, 24, 25, 62, 63, 57TO and SIE licenses. He is registered to provide investment advice in 34 states and is licensed to provide securities advice in 1 state.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/20/2020 - Present
Thinkequity LLC (NEW YORK NY)
NY
12/04/2017 - 04/20/2020
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
01/12/2009 - 11/30/2017
ILLUSTRO TRADING, LLC (NEW YORK NY)
NY
11/24/2015 - 12/31/2015
WALL STREET ACCESS (NEW YORK NY)
IL
06/30/2008 - 01/12/2010
FORTIS CLEARING AMERICAS LLC (CHICAGO IL)
NY
08/01/2007 - 01/23/2009
GLOBAL DIRECT EQUITIES, LLC (NEW YORK NY)
NY
10/22/2007 - 06/30/2008
BROWN BROTHERS HARRIMAN & CO. (NEW YORK NY)
NY
04/17/2002 - 07/31/2007
NATEXIS BLEICHROEDER INC. (NEW YORK NY)
NY
02/15/2002 - 04/16/2002
LABRANCHE FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
02/08/2002 - 04/09/2002
GALWAY SECURITIES CORPORATION (NEW YORK NY)
PA
10/12/1999 - 02/04/2002
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NY
04/02/1997 - 01/05/1998
GKN SECURITIES CORP. (NEW YORK NY)
CA
05/06/1996 - 04/25/1997
THE BOSTON GROUP (LOS ANGELES CA)
NY
04/18/1995 - 06/11/1996
BARINGTON CAPITAL GROUP, L.P. (NEW YORK NY)
NY
05/26/1994 - 04/03/1995
LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)
BC
Issued 06/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 12/12/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2000
Series 25 - NYSE Trading Assistant Examination
BC
Issued 08/15/1995
Series 7 - General Securities Representative Examination
BC
Issued 05/25/1994
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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