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Philip Paul Quartuccio

Thinkequity LLC

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About Philip Paul Quartuccio

Philip Quartuccio is a financial advisor currently working at Thinkequity LLC. Philip has been in the financial industry since 1996. He has a wide range of experience having worked for several firms including Tullett Prebon Financial Services LLC, ILLUSTRO TRADING, LLC, Wall Street Access, FORTIS CLEARING AMERICAS LLC, GLOBAL DIRECT EQUITIES, LLC, Brown Brothers Harriman & Co., Natexis Bleichroeder Inc., Labranche Financial Services, Inc., Galway Securities Corporation, Janney Montgomery Scott LLC, GKN Securities Corp., The Boston Group, Barrington Capital Group, L.P. and Lew Lieberbaum & Co., Inc.. Philip holds Series 7, 24, 25, 62, 63, 57TO and SIE licenses. He is registered to provide investment advice in 34 states and is licensed to provide securities advice in 1 state.

Firm Information

Philip Quartuccio is currently registered with Thinkequity LLC. Thinkequity LLC is a Limited Liability Company formed on August 13, 2021. The firm is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Thinkequity LLC has been the subject of 8 Regulatory Events, 3 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Philip Quartuccio’s Registration & Firm History

NY

04/20/2020 - Present

Thinkequity LLC (NEW YORK NY)

NY

12/04/2017 - 04/20/2020

TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)

NY

01/12/2009 - 11/30/2017

ILLUSTRO TRADING, LLC (NEW YORK NY)

NY

11/24/2015 - 12/31/2015

WALL STREET ACCESS (NEW YORK NY)

IL

06/30/2008 - 01/12/2010

FORTIS CLEARING AMERICAS LLC (CHICAGO IL)

NY

08/01/2007 - 01/23/2009

GLOBAL DIRECT EQUITIES, LLC (NEW YORK NY)

NY

10/22/2007 - 06/30/2008

BROWN BROTHERS HARRIMAN & CO. (NEW YORK NY)

NY

04/17/2002 - 07/31/2007

NATEXIS BLEICHROEDER INC. (NEW YORK NY)

NY

02/15/2002 - 04/16/2002

LABRANCHE FINANCIAL SERVICES, INC. (NEW YORK NY)

NY

02/08/2002 - 04/09/2002

GALWAY SECURITIES CORPORATION (NEW YORK NY)

PA

10/12/1999 - 02/04/2002

JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)

NY

04/02/1997 - 01/05/1998

GKN SECURITIES CORP. (NEW YORK NY)

CA

05/06/1996 - 04/25/1997

THE BOSTON GROUP (LOS ANGELES CA)

NY

04/18/1995 - 06/11/1996

BARINGTON CAPITAL GROUP, L.P. (NEW YORK NY)

NY

05/26/1994 - 04/03/1995

LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)

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Licenses & Designations

BC

Issued 06/06/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/16/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 12/12/2022

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/13/2000

Series 25 - NYSE Trading Assistant Examination

BC

Issued 08/15/1995

Series 7 - General Securities Representative Examination

BC

Issued 05/25/1994

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Philip Paul Quartuccio. Review regulatory record here.
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