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Philip Parker Cushman

Cowen AND Co.

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About Philip Parker Cushman

Philip Cushman is a financial professional with over 28 years of experience in the industry. Philip is currently registered with Cowen AND Co. Philip is a Series 7, 24, 57TO, and 63 licensed professional. Philip previously worked at Jefferies & Company, Inc., MORGAN STANLEY & CO., INCORPORATED, W.R. HAMBRECHT + CO., LLC, SG COWEN SECURITIES CORPORATION, COWEN & CO., and LEHMAN BROTHERS INC. Philip has been registered with various states, including Alabama, Alaska, Arizona, and Arkansas.

Firm Information

Philip Cushman is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Philip Cushman’s Registration & Firm History

CT

06/05/2012 - Present

Cowen AND Co. (Stamford CT)

NY

03/06/2006 - 06/04/2012

JEFFERIES & COMPANY, INC. (NEW YORK NY)

NY

03/23/2001 - 12/12/2005

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

CA

04/18/2000 - 01/11/2001

W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)

NY

07/01/1998 - 04/28/2000

SG COWEN SECURITIES CORPORATION (NEW YORK NY)

NY

07/10/1995 - 07/01/1998

COWEN & CO. (NEW YORK NY)

NY

06/13/1994 - 07/10/1995

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/25/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/17/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/11/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Philip Parker Cushman.
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