Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Oshva is a financial professional with over 20 years of experience in the industry. Philip is currently registered with Tradition Securities And Derivatives LLC. Previously Philip was registered with EXANE, INC., OSCAR GRUSS & SON INCORPORATED, SQUARE GLOBAL MARKETS, GFI SECURITIES LLC, TULLETT PREBON FINANCIAL SERVICES LLC, LOUIS CAPITAL MARKETS, LP, MF GLOBAL INC., FIMAT USA, LLC, and CREDIT LYONNAIS SECURITIES (USA), INC.. Philip holds the following licenses: Series 3, Series 7, Series 55, Series 57TO, and SIE. Philip also holds a Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/16/2022 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
02/10/2020 - 01/28/2022
EXANE, INC. (NEW YORK NY)
NY
08/27/2018 - 11/12/2019
OSCAR GRUSS & SON INCORPORATED (NEW YORK NY)
NY
10/24/2017 - 03/14/2018
SQUARE GLOBAL MARKETS (NEW YORK NY)
NY
11/19/2012 - 02/23/2017
GFI SECURITIES LLC (NEW YORK NY)
NY
10/13/2010 - 10/12/2012
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NA
11/05/2008 - 07/06/2010
LOUIS CAPITAL MARKETS, LP (PARIS )
NY
09/26/2005 - 08/14/2008
MF GLOBAL INC. (NEW YORK NY)
IL
10/21/2002 - 09/08/2005
FIMAT USA, LLC (CHICAGO IL)
NY
09/22/1998 - 12/14/2000
CREDIT LYONNAIS SECURITIES (USA), INC. (NEW YORK NY)
BC
Issued 10/21/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 06/21/2021
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
Not sure Philip Oshva is the right advisor for you? Invested Better is here to help.
