Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Gullo is a registered representative and investment advisor representative with Oppenheimer & Co. Inc., and has been in the financial services industry since 1993. Philip is a Series 7, 10, 24, 52, 53, 63, and 65 licensed professional. Previously, Philip held positions with Equitable Advisors, LLC, Weatherly Securities Corporation, First Asset Management, Inc., Jaron Equities Corp., Matrix Securities Corporation, Northeast Securities, Inc., Meridian, Dunhill & Co., Inc., and Dunhill Equities, Inc. Philip has experience providing financial planning, portfolio management, and selection of other advisors to individual and business clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
11/04/2021 - Present
Oppenheimer & Co. Inc. (JERICHO NY)
NY
06/16/2000 - 10/06/2021
EQUITABLE ADVISORS, LLC (NEW YORK NY)
NY
10/08/1998 - 05/26/2000
WEATHERLY SECURITIES CORPORATION (NEW YORK NY)
NY
07/24/1997 - 08/27/1998
FIRST ASSET MANAGEMENT, INC. (GARDEN CITY NY)
NY
10/08/1996 - 04/10/1997
JARON EQUITIES CORP. (HICKSVILLE NY)
NY
03/22/1996 - 04/07/1997
MATRIX SECURITIES CORPORATION (GARDEN CITY NY)
NY
07/10/1995 - 03/15/1996
NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)
NA
10/03/1994 - 03/21/1995
MERIDIAN, DUNHILL & CO., INC.
NY
07/24/1992 - 10/03/1994
DUNHILL EQUITIES, INC. (GARDEN CITY NY)
IA
Issued 08/21/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/23/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/26/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/22/1995
Series 24 - General Securities Principal Examination
BC
Issued 05/21/1993
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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