Unclaimed
Philip James is a financial professional with over 20 years of experience in the industry. Philip James is registered with Nylife Securities LLC and holds the Series 6 and SIE licenses. Philip James has been with Nylife Securities LLC since November 2001. Philip James is located in Dallas, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
11/12/2001 - Present
Nylife Securities LLC (DALLAS TX)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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