Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Norman Speier is a financial advisor at LPL Financial LLC, with a branch office located in Fort Mill, SC. Philip has been in the financial industry since July 2010. Philip has passed both Series 7 and Series 63 exams, along with the Series 4 and Series 24 principal exams. Philip also holds a SIE designation. Philip's prior experience includes working for Tradeking, Merrill Lynch, and National Securities Corporation. LPL Financial LLC provides investment advice to a wide range of clients, including individuals, corporations, charitable organizations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
06/01/2017 - Present
LPL Financial LLC (FORT MILL SC)
NC
07/31/2012 - 11/16/2016
TRADEKING (CHARLOTTE NC)
NC
11/11/2010 - 07/03/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
FL
09/23/2009 - 08/18/2010
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
BC
Issued 08/16/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2014
Series 24 - General Securities Principal Examination
BC
Issued 04/25/2014
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Philip Speier is the right advisor for you? Invested Better is here to help.
