Unclaimed
Philip Nolan Lewis is a financial advisor registered with American Enterprise Investment Services Inc. in Minneapolis, Minnesota. Philip has been in the financial industry since 2009. Philip's registration began on February 28, 2018, and has been active since that time. Philip has a Series 63, Series 7 and SIE exam. Prior to joining American Enterprise Investment Services Inc. Philip worked with Ameriprise Financial Services, Inc. in Minneapolis, Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
02/28/2018 - Present
American Enterprise Investment Services Inc. (Minneapolis MN)
MN
09/01/2009 - 02/28/2018
AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)
BC
Issued 09/04/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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