Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Moreland Stathos is a financial advisor who has been in the industry since 1995. Philip has experience with a number of firms, including Wells Fargo Advisors Financial Network, LLC, Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., and Keefe, Bruyette & Woods, Inc. Philip is currently registered with Robert W. Baird & Co. Inc. Philip is a registered investment advisor, and a registered representative. Philip is licensed in several states. Philip has a wide range of experience in financial planning, investment management, and other financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
ME
07/28/2020 - Present
Robert W. Baird & Co. Inc. (Portland Maine (ID) ME)
MA
09/07/2012 - 07/30/2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (BOSTON MA)
MA
01/01/2008 - 09/07/2012
WELLS FARGO ADVISORS, LLC (BOSTON MA)
MA
09/21/1998 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BOSTON MA)
NY
02/11/1998 - 06/19/1998
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
RI
07/01/1996 - 01/08/1998
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
NA
02/24/1988 - 02/28/1989
KEEFE, BRUYETTE & WOODS, INC.
IA
Issued 02/25/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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