Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Haug is a financial advisor with The Leaders Group, Inc., located in Littleton, Colorado. Philip has been in the financial services industry since 2005. Philip holds the Series 6, Series 63, Series 26, and SIE licenses. Philip is registered in Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
05/15/2024 - Present
THE Leaders Group, Inc. (LITTLETON CO)
GA
06/30/2022 - 04/26/2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (Savannah GA)
GA
05/23/2005 - 04/18/2022
COUNTRY CAPITAL MANAGEMENT COMPANY (SAVANNAH GA)
IA
Issued 06/29/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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