Unclaimed
Philip Michael Rogers is a financial advisor with Commerce Brokerage Services, Inc. based in KANSAS CITY, MO. Philip has been working in the financial industry for over 20 years and is registered in 25 states. Philip is licensed to sell securities and offers advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MO
03/02/2022 - Present
Commerce Brokerage Services, Inc. (KANSAS CITY MO)
NJ
05/31/2013 - 03/01/2022
VINING-SPARKS IBG, LLC (Jersey City NJ)
NY
03/06/2008 - 04/03/2013
FIRST SOUTHWEST COMPANY (NEW YORK NY)
NY
09/13/1999 - 11/28/2007
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 07/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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