Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Randazzo is a financial advisor currently affiliated with Merrill Lynch, Pierce, Fenner & Smith Inc.. Philip has been working in the financial services industry since March 15, 2016 and holds Series 66, Series 7, and SIE licenses. Prior to joining Merrill Lynch, Philip was a registered representative with J.P. MORGAN SECURITIES LLC and Crown Capital Securities, L.P. Philip has experience working with individual clients and high-net-worth individuals, as well as corporations and other businesses, insurance companies, pension and profit-sharing plans, charitable organizations, and state or municipal government entities. Philip is registered with the state of California and Nevada to provide both Broker-Dealer and Investment Advisor services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/05/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN FRANCISCO CA)
NV
01/16/2019 - 06/11/2019
J.P. MORGAN SECURITIES LLC (Reno NV)
NV
06/23/2016 - 01/08/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RENO NV)
CA
02/05/2016 - 06/27/2016
CROWN CAPITAL SECURITIES, L.P. (ORANGE CA)
BOTH
Issued 4/29/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/5/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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