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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Napolitano is a financial advisor with LPL Financial LLC. Philip has over 15 years of experience in the financial services industry. Philip is a CERTIFIED FINANCIAL PLANNER™ professional and holds Series 6, 7, 63, 65, and 66 licenses. Philip is dedicated to providing personalized financial advice and solutions to help clients achieve their financial goals. Philip is registered with the Securities and Exchange Commission and the Financial Industry Regulatory Authority (FINRA) and is also licensed in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
07/18/2023 - Present
LPL Financial LLC (GLASTONBURY CT)
CT
01/07/2019 - 07/05/2023
KEY INVESTMENT SERVICES LLC (East Hartford CT)
MO
09/13/2018 - 11/28/2018
EDWARD JONES (ST. LOUIS MO)
CT
03/28/2013 - 01/06/2014
SANTANDER SECURITIES LLC (WATERBURY CT)
ME
12/01/2011 - 03/05/2012
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
CT
08/13/2004 - 11/18/2011
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
NY
05/07/2004 - 08/13/2004
QUICK & REILLY, INC. (NEW YORK NY)
CT
12/06/2001 - 03/02/2004
PEOPLE'S SECURITIES, INC. (BRIDGEPORT CT)
MO
10/17/2000 - 11/05/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
BOTH
Issued 10/04/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/28/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/16/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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