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Philip Michael Kruse

Scotia Capital (usa) Inc.

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About Philip Michael Kruse

Philip Kruse has been in the financial services industry since 2004. Philip is currently registered with Scotia Capital (usa) Inc. Philip has previously been employed by Standard Chartered Securities North America LLC, J.P. Morgan Securities LLC and J.P. Morgan Securities Inc. Philip is a Series 7, Series 24, Series 63, Series 79TO and SIE licensed professional.

Firm Information

Philip Kruse is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Philip Kruse’s Registration & Firm History

NY

10/03/2018 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

04/29/2013 - 10/05/2018

STANDARD CHARTERED SECURITIES NORTH AMERICA LLC (NEW YORK NY)

CA

10/01/2008 - 05/15/2013

J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)

CA

11/24/2004 - 10/01/2008

J.P. MORGAN SECURITIES INC. (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 12/02/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/08/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/23/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Philip Michael Kruse.
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