Unclaimed
Philip Michael Dollar is a financial advisor with Gar Wood Securities, LLC, based in Austin, Texas. Philip has been in the securities industry since 2015 and is licensed to conduct business in Texas. He holds the Series 63, 7, 86, 87, 99TO and SIE licenses and is a registered representative with FINRA and a registered agent in Texas. Philip previously worked at Wells Fargo Securities, LLC and Jefferies LLC in Houston, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/22/2020 - Present
GAR Wood Securities, LLC (Austin TX)
TX
04/18/2017 - 10/07/2019
WELLS FARGO SECURITIES, LLC (HOUSTON TX)
TX
03/10/2015 - 04/24/2017
JEFFERIES LLC (HOUSTON TX)
BC
Issued 03/06/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/01/2015
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/10/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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