Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Arena is a financial professional with over 30 years of experience in the financial services industry. Philip is currently registered with LPL Financial LLC. Philip has a strong track record of providing financial guidance to a wide range of clients, including individuals, families, businesses, and retirement plans. Philip is committed to helping clients achieve their financial goals and is dedicated to providing personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
09/08/2009 - Present
LPL Financial LLC (TUCSON AZ)
AZ
11/28/2007 - 09/08/2009
MUTUAL SERVICE CORPORATION (TUCSON AZ)
AZ
10/01/1997 - 11/29/2007
AMERICAN GENERAL SECURITIES INCORPORATED (TUCSON AZ)
NY
02/05/1992 - 10/01/1997
USLIFE EQUITY SALES CORP. (NEW YORK NY)
CT
10/15/1993 - 05/31/1996
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
CT
10/18/1989 - 10/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
IA
Issued 05/26/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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