Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Michael is a financial advisor who has been in the industry since 2011. Philip Michael is currently registered with Wells Fargo Clearing Services, LLC in New York and Texas. Philip Michael also has previous experience with RAYMOND JAMES & ASSOCIATES, INC. and DEUTSCHE BANK SECURITIES INC.. Philip Michael holds the Series 7, Series 63, and Series 65 licenses, along with the Securities Industry Essentials Exam (SIE). Philip Michael provides investment consulting services to institutional clients and offers financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/28/2023 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
09/06/2016 - 05/17/2023
RAYMOND JAMES & ASSOCIATES, INC. (New York NY)
NY
04/27/2011 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
IA
Issued 11/29/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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