Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Merlo is a financial advisor with over 30 years of experience in the industry. Philip is currently registered with Oppenheimer & Co. Inc. and has held previous positions with firms like MAXIM GROUP LLC, INVESTEC ERNST & COMPANY, and H.C. WAINWRIGHT & CO., INC. Philip is a Series 7 and Series 63 licensed professional. Philip specializes in various financial services including investment advisory, portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NJ
03/18/2009 - Present
Oppenheimer & Co. Inc. (RED BANK NJ)
NY
10/23/2002 - 03/26/2009
MAXIM GROUP LLC (NEW YORK NY)
NY
08/15/2002 - 10/23/2002
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
12/05/2000 - 08/22/2002
H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)
NY
04/02/1997 - 12/05/2000
GKN SECURITIES CORP. (NEW YORK NY)
CA
05/16/1995 - 04/07/1997
THE BOSTON GROUP (LOS ANGELES CA)
NJ
12/23/1994 - 05/24/1995
A.S. GOLDMEN & CO., INC. (RED BANK NJ)
NY
09/14/1993 - 01/09/1995
COMMONWEALTH ASSOCIATES (NEW YORK NY)
BC
Issued 01/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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