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Philip Mathew Rodriguez

Ceros Financial Services, Inc.

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About Philip Mathew Rodriguez

Philip Mathew Rodriguez is a financial professional with over 25 years of experience in the securities industry. Philip Rodriguez is currently registered with Ceros Financial Services, Inc. and is licensed in 37 states. Philip Rodriguez has previously held positions at National Securities Corporation, Parker Financial Corp., Preston Langley Asset Management, Inc., RAS Securities Corp., Royce Investment Group, Inc., Joseph Stevens & Company, Inc., and Greenway Capital Corp. Philip Rodriguez holds Series 7 and Series 63 licenses as well as the Securities Industry Essentials Examination.

Firm Information

Philip Rodriguez is currently registered with Ceros Financial Services, Inc.. Ceros Financial Services, Inc. is a Corporation formed in September 1994. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the Securities and Exchange Commission. The firm has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Philip Rodriguez’s Registration & Firm History

NY

07/20/2022 - Present

Ceros Financial Services, Inc. (New York NY)

NY

07/12/2001 - 07/22/2022

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

05/18/2001 - 06/14/2001

PARKER FINANCIAL CORP. (VALLEY COTTAGE NY)

NY

11/11/1998 - 04/24/2001

PRESTON LANGLEY ASSET MANAGEMENT, INC. (NEW YORK NY)

NY

10/02/1998 - 10/26/1998

RAS SECURITIES CORP. (NEW YORK NY)

NY

07/14/1997 - 10/19/1998

ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)

NY

10/16/1996 - 07/10/1997

JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)

NY

08/30/1996 - 10/23/1996

GREENWAY CAPITAL CORP. (NEW YORK CITY NY)

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Licenses & Designations

BC

Issued 10/22/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/29/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Philip Mathew Rodriguez. Review regulatory record here.
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