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Philip Martin Denicola

Samuel A. Ramirez & Company, Inc.

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About Philip Martin Denicola

Philip Martin Denicola is a financial professional with over 40 years of experience in the financial industry. Philip is currently registered with Samuel A. Ramirez & Company, Inc. and is a Series 7, Series 24, Series 52, and Series 63 licensed professional. Philip has previously worked at Cantor Fitzgerald & Co., William Blair & Company L.L.C., UBS Securities LLC, UBS Financial Services Inc., and Lehman Brothers Inc. Philip's experience and expertise make him a valuable asset to any investor looking for guidance and advice in their financial planning needs.

Firm Information

Philip Denicola is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Philip Denicola’s Registration & Firm History

NY

05/08/2014 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

NY

08/05/2013 - 05/05/2014

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

07/07/2008 - 08/05/2013

WILLIAM BLAIR & COMPANY L.L.C. (NEW YORK NY)

NY

01/16/2006 - 06/20/2008

UBS SECURITIES LLC (NEW YORK NY)

NJ

02/09/1998 - 01/16/2006

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

09/26/1983 - 02/27/1998

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

09/11/1981 - 01/10/1984

E. F. HUTTON & COMPANY INC

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Licenses & Designations

BC

Issued 01/19/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/25/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/1980

Series 7 - General Securities Representative Examination

BC

Issued 02/16/1980

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Philip Martin Denicola.
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