Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Martini is a financial advisor with over 25 years of experience in the financial services industry. Philip currently works at Arete Wealth Management, LLC. Before joining Arete Wealth Management, LLC, Philip was previously registered with Canaccord Genuity LLC, Parsonex Securities, Inc., Cantor Fitzgerald & Co., Sanders Morris Harris Inc., J.P. Morgan Securities Inc., JMP Securities LLC, Deutsche Bank Securities Inc., First Albany Corporation, Sandler, O'Neill & Partners, L.P., Banc of America Securities LLC, Bear, Stearns & Co. Inc., Thomson Institutional Services Inc., and Carillon Investments, Inc. Philip holds the Series 63, Series 24, SIE and Series 7 licenses. Philip is registered to provide investment advice in Arizona, California, Connecticut, Florida, Georgia, Illinois, Maryland, Massachusetts, Montana, New Jersey, New York, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
08/12/2024 - Present
Arete Wealth Management, LLC (West Palm Beach FL)
NY
01/30/2018 - 09/19/2023
CANACCORD GENUITY LLC (NEW YORK NY)
CO
05/26/2015 - 01/30/2018
PARSONEX SECURITIES, INC. (Englewood CO)
NY
02/08/2010 - 04/23/2013
CANTOR FITZGERALD & CO. (NEW YORK NY)
NJ
12/04/2009 - 02/01/2010
SANDERS MORRIS HARRIS INC. (BERNARDSVILLE NJ)
NY
07/31/2009 - 09/23/2009
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
10/10/2006 - 01/26/2009
JMP SECURITIES LLC (NEW YORK NY)
NY
09/05/2003 - 07/11/2006
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
02/12/2003 - 09/10/2003
FIRST ALBANY CORPORATION (NEW YORK NY)
NY
10/21/2002 - 02/11/2003
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
NY
12/16/1999 - 07/18/2002
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
12/04/1995 - 11/26/1999
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
12/09/1994 - 11/28/1995
THOMSON INSTITUTIONAL SERVICES INC. (NEW YORK NY)
OH
01/25/1991 - 12/31/1992
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
NA
11/28/1988 - 02/08/1989
DREXEL BURNHAM LAMBERT INCORPORATED
BC
Issued 10/13/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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