Unclaimed
Philip Dobbing is a financial advisor with Equitable Distributors, LLC, a company dedicated to providing quality financial advice. Philip has been active in the industry for a short time, with his current registration dating back to March of 2022. He holds the Series 6, 63, and SIE licenses. He is registered to offer investment advice in California, Louisiana, Montana, New Mexico, North Carolina, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
03/11/2022 - Present
Equitable Distributors, LLC (Charlotte NC)
BC
Issued 04/13/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/11/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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