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Philip Mark Allopenna

Pruco Securities, LLC

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About Philip Mark Allopenna

Philip Mark Allopenna is an investment advisor representative with Pruco Securities, LLC. Philip has been in the securities industry for over 10 years. Philip Mark Allopenna is registered to provide securities and investment advisory services in Connecticut, Texas, and other states.

Firm Information

Philip Allopenna is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Philip Allopenna’s Registration & Firm History

CT

01/03/2022 - Present

Pruco Securities, LLC (SHELTON CT)

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Licenses & Designations

IA

Issued 02/06/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/27/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/28/2016

Series 7 - General Securities Representative Examination

BC

Issued 04/02/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Philip Mark Allopenna. Review regulatory record here.
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