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Philip Lee Molteni

Northwestern Mutual Investment Services, LLC

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About Philip Lee Molteni

Philip Molteni is a registered representative with Northwestern Mutual Investment Services, LLC. Philip is a veteran advisor in the industry with over 40 years of experience. Philip is licensed to sell securities in 10 states and has a total of 5 industry exams. Philip specializes in providing investment advice and referrals to other advisors. Philip has been registered with the firm since November 4, 1983. Philip's previous employment was with Robert W. Baird & Co. Incorporated where he was registered from September 5, 1997 to January 1, 2002.

Firm Information

Philip Molteni is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Philip Molteni’s Registration & Firm History

TN

11/04/1983 - Present

Northwestern Mutual Investment Services, LLC (NASHVILLE TN)

WI

09/05/1997 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 03/02/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/11/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/08/2000

Series 7 - General Securities Representative Examination

BC

Issued 11/03/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Philip Lee Molteni.
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