Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Wellman is a financial advisor at LPL Financial LLC in BALLWIN, MO. Philip has been in the financial industry since 1990 and holds the Series 7, Series 63, Series 66, and SIE licenses. Philip has previous experience at Ameriprise Financial Services, LLC and UBS Financial Services Inc. in Chesterfield, MO. Philip specializes in providing financial planning, pension consulting, portfolio management for individuals and businesses, and educational seminars. Philip also offers consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
04/19/2024 - Present
LPL Financial LLC (BALLWIN MO)
MO
07/11/2014 - 04/23/2024
AMERIPRISE FINANCIAL SERVICES, LLC (CHESTERFIELD MO)
MO
08/17/2007 - 07/21/2014
UBS FINANCIAL SERVICES INC. (CHESTERFIELD MO)
MO
03/20/1990 - 08/22/2007
A. G. EDWARDS & SONS, INC. (CHESTERFIELD MO)
BOTH
Issued 11/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/27/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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