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Philip Kwame Osei

Charles Schwab & CO., Inc.

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About Philip Kwame Osei

Philip Kwame Osei is a registered representative with Charles Schwab & CO., Inc. Philip has been in the securities industry for over 16 years. Philip has been registered with TD AMERITRADE, INC., WELLS FARGO ADVISORS, LLC, and METLIFE SECURITIES INC. in the past. Philip's professional designations include Series 7, Series 63, Series 66 and SIE. Philip has earned licenses in 53 states and holds a current investment advisor registration in New Jersey. Philip's specialties include financial planning.

Firm Information

Philip Osei is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Philip Osei’s Registration & Firm History

CO

03/14/2022 - Present

Charles Schwab & CO., Inc. (Lone Tree CO)

NJ

04/16/2015 - 05/19/2024

TD AMERITRADE, INC. (JERSEY CITY NJ)

NY

07/15/2010 - 04/02/2015

WELLS FARGO ADVISORS, LLC (NEW YORK NY)

NY

10/04/2007 - 02/11/2010

METLIFE SECURITIES INC. (NEW YORK NY)

NY

10/09/2006 - 05/24/2007

JOSEPH STEVENS & COMPANY, INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 06/08/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/13/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Philip Kwame Osei. Review regulatory record here.
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