Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Kong is an investment advisor representative with Next Financial Group, Inc., a firm with offices in Houston, TX and Sacramento, CA. Philip is registered as a broker-dealer and investment advisor in several states, including California, Texas, and Oregon. Philip has been in the financial services industry for over 10 years and has a strong track record of success in providing financial planning, portfolio management, and investment advisory services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar/workshop attendance fees
1
2
CA
12/22/2023 - Present
Next Financial Group, Inc. (Sacramento CA)
CA
04/20/2021 - 09/28/2021
U.S. BANCORP INVESTMENTS, INC. (WEST SACRAMENTO CA)
CA
03/21/2017 - 04/26/2021
WELLS FARGO CLEARING SERVICES, LLC (SACRAMENTO CA)
CA
04/04/2013 - 10/26/2016
WELLS FARGO ADVISORS, LLC (SACRAMENTO CA)
CA
07/24/2012 - 04/01/2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SACRAMENTO CA)
IA
Issued 04/12/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2013
Series 7 - General Securities Representative Examination
BC
Issued 07/23/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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