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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Ludwig is a financial professional who has been in the industry since 1996. Philip Ludwig is currently registered with Cadaret, Grant & Co., Inc. in Connecticut as an Investment Advisor Representative. Philip Ludwig has been registered as an Investment Advisor Representative with Cadaret, Grant & Co., Inc. since May 5, 2023. Philip Ludwig has passed the Series 63, Series 65, and Series 6 exams. Prior to working at Cadaret, Grant & Co., Inc. Philip Ludwig worked at CFS Brokerage Corp. from August 26, 1996 to March 6, 1998. Philip Ludwig also has experience working at Securities America Advisors, Inc., Invest Financial Corporation, and InvestACorp Advisory Services, Inc.. Philip Ludwig holds a CPA designation. Philip Ludwig is not actively registered as an agent with any self-regulatory organizations. Philip Ludwig has a previous registration in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
05/05/2023 - Present
Cadaret, Grant & CO., Inc. (Syracuse NY)
NY
08/26/1996 - 03/06/1998
CFS BROKERAGE CORP. (NEW YORK NY)
IA
Issued 01/08/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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