Unclaimed
Philip Joseph Walsh is a financial advisor with Susquehanna Financial Group, Lllp. Philip holds the Series 63, Series 86, Series 87, Series 7TO, and SIE licenses. Philip is registered to provide financial advice in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/14/2022 - Present
Susquehanna Financial Group, Lllp (NEW YORK NY)
BC
Issued 04/15/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2023
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/21/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/14/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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