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Philip Joseph Walsh

Susquehanna Financial Group, Lllp

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About Philip Joseph Walsh

Philip Joseph Walsh is a financial advisor with Susquehanna Financial Group, Lllp. Philip holds the Series 63, Series 86, Series 87, Series 7TO, and SIE licenses. Philip is registered to provide financial advice in New York.

Firm Information

Philip Walsh is currently registered with Susquehanna Financial Group, Lllp. Susquehanna Financial Group, Lllp is a firm registered in all 50 states and the District of Columbia, as well as with the SEC. It was formed on July 25, 2002, and is classified as an "Other Types of Legal Formation".

Not reported

Assets Under Management

Not reported

Total Clients

128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Philip Walsh’s Registration & Firm History

NY

02/14/2022 - Present

Susquehanna Financial Group, Lllp (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/15/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/03/2023

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 07/21/2023

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 02/12/2022

Series 7TO - General Securities Representative Examination

BC

Issued 02/14/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Philip Joseph Walsh.
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