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Philip Joseph Spica

Pruco Securities, LLC

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About Philip Joseph Spica

Philip Spica is a financial professional with over 25 years of experience in the financial services industry. Philip is registered with Pruco Securities, LLC, and is licensed to provide financial advice in New Jersey. Philip has a strong background in investment company products and variable contracts, having earned his Series 6 license in 1995. Philip also holds the Securities Industry Essentials Examination (SIE) license. Philip's expertise and experience are focused on providing financial advice and guidance to individuals and businesses.

Firm Information

Philip Spica is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Philip Spica’s Registration & Firm History

NJ

11/14/1995 - Present

Pruco Securities, LLC (Blackwood NJ)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Philip Joseph Spica. Review regulatory record here.
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