Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Joseph Heidkamp is a financial professional with over 23 years of experience in the securities industry. Philip is currently registered with Wells Fargo Securities, LLC in Charlotte, NC. Philip has held previous positions with SG Americas Securities, LLC, FBR Capital Markets & Co., American Express Financial Advisors Inc., IDS Life Insurance Company, FBR Investment Services, Inc., and PaineWebber Incorporated. Philip's experience includes investment banking, securities trading, and operations. Philip is also a Registered Options Principal and a General Securities Principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
10/22/2015 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NY
09/22/2011 - 09/24/2015
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
CA
06/24/2002 - 10/10/2011
FBR CAPITAL MARKETS & CO. (LOS ANGELES CA)
MN
04/15/2002 - 06/28/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/15/2002 - 06/28/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
VA
10/21/1999 - 11/01/2001
FBR INVESTMENT SERVICES, INC. (ARLINGTON VA)
NJ
11/14/1997 - 01/15/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 10/10/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 10/02/2001
Series 4 - Registered Options Principal Examination
BC
Issued 12/16/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/13/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Philip Heidkamp is the right advisor for you? Invested Better is here to help.
