Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Griggs is a financial advisor with LPL Financial LLC, with over 20 years of experience in the financial services industry. Philip is licensed to provide investment advice in several states, including Texas, Michigan, and California. Philip holds several securities licenses, including Series 7, Series 24, and Series 63, as well as the SIE and Series 65. Philip has previously worked at Edward Jones, Hornor, Townsend & Kent, Inc., Woodbury Financial Services, Inc., and Fox & Company Investments Inc. Philip specializes in providing financial planning, portfolio management, and other non-discretionary advisory services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
05/27/2020 - Present
LPL Financial LLC (FARMERS BRANCH TX)
MO
09/16/2002 - 10/04/2004
EDWARD JONES (ST. LOUIS MO)
PA
11/12/2001 - 10/01/2002
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
MN
10/04/2001 - 11/20/2001
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
AZ
09/18/2001 - 09/25/2001
FOX & COMPANY INVESTMENTS INC. (SCOTTSDALE AZ)
IA
Issued 05/22/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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