Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Fulco is a financial professional with over 30 years of experience in the financial services industry. Philip is a registered representative with Cadaret, Grant & Co., Inc., and offers a variety of financial services including financial planning, portfolio management for individuals and businesses, and pension consulting. Philip holds the Series 6, 7, 10, 24, and 63 licenses and is also a Certified Financial Planner. Philip has previously worked with several other financial firms including New Horizons Asset Management Group, LLC, HSBC Securities (USA) INC., and NYLIFE Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
12/21/2023 - Present
Cadaret, Grant & CO., Inc. (Wappingers Falls NY)
NY
12/12/2005 - 08/11/2010
NEW HORIZONS ASSET MANAGEMENT GROUP, LLC (NEWBURGH NY)
NY
01/01/2005 - 10/07/2005
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
07/26/2004 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
MD
07/19/2001 - 07/20/2004
M&T SECURITIES, INC. (BALTIMORE MD)
IA
02/02/1997 - 07/10/2001
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
NY
09/14/1992 - 01/08/1997
NYLIFE SECURITIES INC. (NEW YORK NY)
DE
12/03/1990 - 08/12/1992
PML SECURITIES COMPANY (NEWARK DE)
NA
07/09/1987 - 09/28/1987
NYLIFE SECURITIES INC.
BC
Issued 12/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/25/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1997
Series 7 - General Securities Representative Examination
BC
Issued 11/30/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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