Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Joseph Dipaolo is a financial professional with over 16 years of experience in the industry. Philip Dipaolo is currently registered with TP Icap Global Markets Americas LLC in Boca Raton, Florida. Philip has previously held positions at Tullett Prebon Financial Services LLC, Tullett Liberty Brokerage Inc. and Brown Brothers Harriman & Co. Philip Dipaolo holds a Series 66, Series 53, Series 30, Series 52TO, SIE, Series 3 and Series 7 license and is registered in Florida and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/30/2023 - Present
TP Icap Global Markets Americas LLC (BOCA RATON FL)
FL
08/22/2008 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (BOCA RATON FL)
NY
06/06/2008 - 10/09/2008
TULLETT LIBERTY BROKERAGE INC. (NEW YORK NY)
NY
11/12/2004 - 03/06/2006
BROWN BROTHERS HARRIMAN & CO. (NEW YORK NY)
BOTH
Issued 01/11/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/29/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/17/2018
Series 30 - NFA Branch Manager Examination
BC
Issued 02/01/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2009
Series 3 - National Commodity Futures Examination
BC
Issued 11/11/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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