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Philip Jon Winkel

D.a. Davidson & Co.

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About Philip Jon Winkel

Philip Winkel is a financial advisor with over 25 years of experience in the industry. Philip is currently registered with D.a. Davidson & Co. in Washington. Previously, Philip worked at UBS Financial Services Inc. and MSI Financial Services, Inc. Philip has a broad range of experience in the financial services industry. Philip holds the Series 6, 7, 26, 63 and 65 licenses and the SIE exam certification.

Firm Information

Philip Winkel is currently registered with D.a. Davidson & Co.. D.A. Davidson & Co. is a corporation that was formed in May 1935, and has its main office located in GREAT FALLS, Montana. They offer a wide range of financial planning services, including portfolio management for individuals and businesses, pension consulting, educational seminars, and publication of periodicals. They also provide selection of other advisors and manage portfolios for investment companies and pooled investment vehicles. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. Their regulatory assets under management total $36,175,333,459.
D.a. Davidson & Co.

8 THIRD STREET NORTH

GREAT FALLS, MT 59401

$36.18B

Assets Under Management

1,000

Total Clients

1,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Philip Winkel’s Registration & Firm History

WA

05/01/2019 - Present

D.a. Davidson & Co. (SEATTLE WA)

NJ

11/29/2016 - 04/17/2019

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

WA

12/22/2014 - 11/02/2016

MSI FINANCIAL SERVICES, INC. (BELLEVUE WA)

NJ

11/21/2006 - 12/18/2014

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

WA

04/03/2006 - 09/22/2006

PIPER JAFFRAY & CO. (SEATTLE WA)

WA

11/30/2005 - 04/07/2006

NYLIFE SECURITIES INC. (BELLEVUE WA)

MA

04/08/1993 - 10/25/2005

SYMETRA INVESTMENT SERVICES, INC. (BOSTON MA)

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Licenses & Designations

IA

Issued 08/02/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/11/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/31/1994

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/02/2006

Series 7 - General Securities Representative Examination

BC

Issued 04/07/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Philip Jon Winkel.
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