Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip John Thompkins is a registered representative with Park Avenue Securities LLC. Philip has been in the securities industry since 1992. Philip has Series 7, Series 63 and Series 99TO licenses. Previously, Philip worked for ADP Broker-Dealer, Inc., MONY Securities Corporation, Hobbs Melville Securities Corp., Josephthal Lyon & Ross Incorporated, J. T. Moran & Co., Inc., Investors Center, Inc., and Shearson Lehman Hutton Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/07/2015 - Present
Park Avenue Securities LLC (NEW YORK NY)
NJ
04/25/2003 - 03/10/2015
ADP BROKER-DEALER, INC. (ROSELAND NJ)
NY
06/01/2001 - 12/31/2002
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
05/08/1997 - 03/18/1998
HOBBS MELVILLE SECURITIES CORP. (NEW YORK NY)
NY
01/18/1990 - 05/02/1997
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NA
02/23/1989 - 01/27/1990
J. T. MORAN & CO., INC.
NY
10/18/1988 - 03/10/1989
INVESTORS CENTER, INC. (HAUPPAGUE NY)
NY
07/19/1988 - 09/22/1988
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
BC
Issued 08/05/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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