Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip John Sprague is an investment advisor representative registered with J. W. Cole Advisors, Inc. Philip has been in the securities industry since 1985. Philip is registered with the state of New York and has a Series 63 license. Philip also has the SIE, Series 7, and Series 6 licenses. Philip has been a co-trustee and executor of an estate. Philip is also a volunteer committee chair at a church, where he solicits contributions and pledges. Philip is currently employed by J.W. Cole Financial, Inc., and J.W. Cole Advisors, Inc., both based in Tampa, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/01/2021 - Present
J. W. Cole Advisors, Inc. (Watertown NY)
NY
09/17/1985 - 11/02/2021
MML INVESTORS SERVICES, LLC (WATERTOWN NY)
BC
Issued 09/16/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/16/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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