Unclaimed
Philip John Rode is a financial advisor currently registered with Securian Financial Services, Inc. Philip has over 20 years of experience in the financial services industry, working previously with both Securian Financial Services, Inc. and Pruco Securities Corporation. Philip is licensed in 17 states. He holds the Series 6, Series 26, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
11/05/2013 - Present
Securian Financial Services, Inc. (ST PAUL MN)
MN
07/09/1997 - 12/31/2004
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
NJ
08/28/1995 - 06/06/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 11/30/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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