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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Ortolani is a financial advisor with over 25 years of experience in the industry. Philip has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2009 and previously held positions at BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., SUMMIT FINANCIAL SERVICES GROUP, INC., and FISERV INVESTOR SERVICES, INC. Philip holds a Series 7, 24, 9, 10, 26, 63, and 65. Philip is registered in 27 states and specializes in providing investment advice and services to individuals, businesses, and institutions. Philip's firm offers a wide range of investment products and services, including portfolio management, financial planning, and investment research.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/30/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FLORHAM PARK NJ)
NJ
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (MORRISTOWN NJ)
NY
04/25/2001 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
PA
10/21/1998 - 04/25/2001
SUMMIT FINANCIAL SERVICES GROUP, INC. (BETHLEHEM PA)
TX
02/14/1998 - 10/21/1998
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
TX
06/03/1997 - 01/12/1998
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
IA
Issued 01/28/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/20/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/26/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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