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Philip John Conway

Paulson Investment Co. LLC

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About Philip John Conway

Philip Conway is a financial advisor at Paulson Investment Co. LLC in St. Petersburg, Florida. Philip has been working in the financial services industry since December 29, 2023. Philip holds the Series 7TO and SIE licenses and is registered in 8 states. Philip is dedicated to providing clients with personalized financial advice and guidance.

Firm Information

Philip Conway is currently registered with Paulson Investment Co. LLC. Paulson Investment Co. LLC is a Limited Liability Company formed on March 23, 2017, and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has a history of 33 regulatory events, 1 civil event, 8 arbitrations, and 1 bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Philip Conway’s Registration & Firm History

FL

04/08/2024 - Present

Paulson Investment Co. LLC (St. Petersburg FL)

FL

03/23/2023 - 06/30/2023

E*TRADE SECURITIES LLC (Temple Terrace FL)

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Licenses & Designations

BC

Issued 03/19/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/23/2023

Series 7TO - General Securities Representative Examination

BC

Issued 02/17/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Philip John Conway.
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