Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Cawley is a financial advisor who has been working in the industry for over 28 years. Philip is currently registered with Wealthshield Partners, LLC and holds a Series 7, Series 6, Series 63, and Series 65 license. Philip has extensive experience working with high-net-worth individuals, corporations, and charitable organizations. Philip's previous employers include KOVACK SECURITIES INC., CANTELLA & CO., INC., and LEGG MASON WOOD WALKER, INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
12/03/2021 - Present
Wealthshield Partners, LLC (CARY NC)
ME
10/01/2014 - 12/08/2021
KOVACK SECURITIES INC. (Portland ME)
ME
03/22/2005 - 10/08/2014
CANTELLA & CO., INC. (PORTLAND ME)
MD
04/24/1995 - 03/07/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MA
05/10/1989 - 11/28/1989
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
NA
05/18/1988 - 05/10/1989
THE PIONEER GROUP, INC.
IA
Issued 06/23/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/26/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1995
Series 7 - General Securities Representative Examination
BC
Issued 05/17/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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