Unclaimed
Philip Blaising is an active broker, registered in North Carolina. Philip has been in the securities industry since June 1, 2014. Philip is currently registered with Robinhood Securities, LLC and Robinhood Financial, LLC. Philip has passed the Series 7, Series 63, Series 24, Series 4, SIE, Series 99TO and Series 82TO exams. Philip's previous employers include ALLY INVEST SECURITIES LLC and MB TRADING.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/09/2023 - Present
Robinhood Securities, LLC (Lake Mary FL)
NC
06/02/2014 - 08/02/2021
ALLY INVEST SECURITIES LLC (Charlotte NC)
NC
11/18/2015 - 03/30/2016
MB TRADING (Charlotte NC)
BC
Issued 10/03/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2018
Series 4 - Registered Options Principal Examination
BC
Issued 08/30/2016
Series 24 - General Securities Principal Examination
BC
Issued 05/09/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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