Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip J. Lee is a registered investment advisor representative with Brookwood Investment Group. Philip has over 25 years of experience in the financial services industry, holding licenses in both Texas and Arizona. Philip is a Certified Public Accountant and has a deep understanding of tax planning, business consulting and insurance. Philip is committed to providing personalized financial planning and investment management services to individuals, families, and businesses. His clients include high-net-worth individuals, small businesses, and trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
01/06/2025 - Present
Brookwood Investment Group (McAllen TX)
TX
05/03/1999 - 12/10/2014
PARK AVENUE SECURITIES LLC (EDINBURG TX)
NY
06/10/1996 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
MN
12/16/1994 - 06/08/1996
MIMLIC SALES CORPORATION (ST. PAUL MN)
MO
03/18/1993 - 10/04/1994
FFP SECURITIES, INC. (CHESTERFIELD MO)
TX
01/03/1991 - 03/19/1993
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
NY
06/15/1987 - 10/10/1990
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 04/17/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/12/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2014
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/1996
Series 7 - General Securities Representative Examination
BC
Issued 10/13/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/12/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
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Inactive
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