Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Cole is a financial advisor with MAI Capital Management, LLC. Philip has been in the industry for 12 years and has experience in providing financial advice to individuals, businesses, and institutions. Philip holds a Series 7, 63, 66, and 24 licenses, along with the SIE. Philip is also a Certified Financial Planner. Philip's previous experience includes positions at Cetera Financial Specialists LLC and NSA Securities Corporation. Philip provides a variety of services to clients, including financial planning, portfolio management, and investment management. Philip is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Due diligence/research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of non-investment income
1
2
IL
12/22/2021 - Present
MAI Capital Management, LLC (Bannockburn IL)
IL
04/15/2009 - 12/06/2021
CETERA FINANCIAL SPECIALISTS LLC (DEERFIELD IL)
IL
06/26/2001 - 11/17/2003
NSA SECURITIES CORPORATION (SCHAUMBURG IL)
BOTH
Issued 01/12/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/03/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2009
Series 7 - General Securities Representative Examination
Active
Inactive
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