Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Arey is a registered investment advisor representative with LPL Financial LLC. Philip is a registered investment advisor representative in Arizona, Florida, Virginia, and West Virginia. Philip has been in the industry since 2019. Previously, Philip was a registered investment advisor representative with Securities America, Inc. and Northwestern Mutual Investment Services, LLC. Philip has earned his Series 6, 7TO, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
04/21/2022 - Present
LPL Financial LLC (FISHERSVILLE VA)
VA
09/16/2019 - 04/21/2022
SECURITIES AMERICA, INC. (FISHERSVILLE VA)
VA
06/04/2019 - 09/16/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Harrisonburg VA)
VA
07/12/2018 - 12/11/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Harrisonburg VA)
BOTH
Issued 07/02/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/24/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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