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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Ricasata is an investment advisor representative with Creative Planning. Philip has been in the financial services industry since 1995. Philip has been registered with Creative Planning since 2018. Prior to that, Philip was registered with Fidelity Brokerage Services LLC from 2011 to 2016, Chase Investment Services Corp. from 2011 to 2011, Raymond James Financial Services, Inc. from 2010 to 2010, UBS Financial Services Inc. from 2005 to 2010, Merrill Lynch, Pierce, Fenner & Smith Incorporated from 2004 to 2005, Northwestern Mutual Investment Services, LLC from 1995 to 2000, and Robert W. Baird & Co. Incorporated from 1995 to 2000. Philip has a Series 6, 7, 31 and 66 license and a SIE license. Philip is a Certified Financial Planner. Philip holds the designations: Certified Financial Planner. Philip has a total of 23 years of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
08/30/2023 - Present
Creative Planning (VENTURA CA)
CA
12/13/2011 - 08/30/2016
FIDELITY BROKERAGE SERVICES LLC (SANTA BARBARA CA)
CA
06/17/2011 - 11/29/2011
CHASE INVESTMENT SERVICES CORP. (NEWBURY PARK CA)
CA
01/08/2010 - 12/20/2010
RAYMOND JAMES FINANCIAL SERVICES, INC. (VENTURA CA)
CA
03/03/2005 - 01/14/2010
UBS FINANCIAL SERVICES INC. (OXNARD CA)
NY
01/05/2004 - 04/08/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
WI
03/06/1995 - 01/08/2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
03/06/1995 - 01/08/2000
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 01/22/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2016
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 01/03/2004
Series 7 - General Securities Representative Examination
BC
Issued 03/03/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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