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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Cocce is an investment advisor representative with Ameriprise Financial Services, LLC, working out of the Bethesda, MD office. Philip Cocce has been in the securities industry since 2015 and has Series 7, 63 and 65 licenses. Philip Cocce is also registered with the state of Virginia. Previously, Philip Cocce was affiliated with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, HSBC SECURITIES (USA) INC., and PRUCO SECURITIES, LLC. Philip Cocce focuses on portfolio management for individuals, portfolio management for businesses, pension consulting, financial planning, educational seminars, and selection of other advisers. Ameriprise Financial Services, LLC is a registered investment advisor with offices across the United States. The firm manages over $479 billion in assets and provides investment advisory services to individuals, families, and institutions. The firm also offers a wide range of financial products and services, including insurance, annuities, and mutual funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MD
04/09/2024 - Present
Ameriprise Financial Services, LLC (BETHESDA MD)
MA
10/09/2018 - 01/09/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (WALTHAM MA)
VA
10/24/2017 - 09/26/2018
HSBC SECURITIES (USA) INC. (VIENNA VA)
MA
11/23/2015 - 09/27/2017
PRUCO SECURITIES, LLC. (NEEDHAM MA)
IA
Issued 12/11/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/09/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2018
Series 7TO - General Securities Representative Examination
BC
Issued 09/26/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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